Source: Mondaq In December 2020, the Ontario Securities Commission (OSC) published OSC Staff Notice 45-717 Ontario's Exempt Market, a report on capital raising activity by corporate (non-investment fund) issuer's in Ontario's exempt…
The Compliance Report Card (Report Card) summarizes the findings that our compliance teams made in the course of their reviews of the compliance programs of BC-based portfolio managers (advisers), investment…
Toronto – The Canadian Securities Administrators (CSA) is on track to release specific recommendations this summer for the regulatory framework currently occupied by two SROs – the Investment Industry Regulatory Organization…
But some say this moment in the sun is more hype than substance Stephen Harper may not be a big bitcoin fan, at least not yet. However, the former prime…
It should surprise no one that Canada has the dubious distinction of being the world leader in securities fraud involving pump-and-dump schemes of micro-capitalized companies. During the past nine months,…
(Bloomberg) -- Ontario’s government has scrapped plans to allow more businesses to reopen in Toronto after city officials warned it would be a deadly mistake. Stay-at-home orders will remain in…
Potential milestone moment for both the cryptocurrency and ETF industries The first exchange-traded fund tracking Bitcoin in North America begins trading in Toronto on Thursday, in a potential milestone moment…
PCMA member Liahona Capital, is actively looking for a Client Services Coordinator! See posting link for all the details. Good Luck! Client Services Coordinator
Showcase your writing skills and see your name in print! We want YOU to share your industry knowledge. We’re ramping up for the 2021 Spring/Summer edition of The Private Investor Magazine. If you…
I've never been driven by the hope of seeing my name in lights or being recognized but it was pretty special to win such a prestigious award. The historical list…
