Policy Advisor (Legal)

Policy Advisor (Legal) Office of Economic Growth & Innovation (Innovation Office) Full-Time Contract (One year) File #21-69 Who We Are The Ontario Securities Commission (OSC) is the statutory body responsible for regulating…

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Make responsible investing part of KYC, suitability, RIA says
Fossil fuel vs renewable / future clean alternative energy concept : Petroleum pumpjack, crude oil drum barrel, solar panel, green leaf battery, wind turbine on a wood balance scale in equal position.

Make responsible investing part of KYC, suitability, RIA says

As the client-focused reforms are implemented this year, the Responsible Investment Association (RIA) wants advisors and firms to make responsible investing concepts part of know-your-client (KYC) and suitability processes. In…

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