Down more than 20% from last high NEW YORK — North American equities tumbled on Monday, with the S&P 500 confirming it is in a bear market, as fears grow…
Appointees will join new SRO’s disciplinary committees With the launch of a new self-regulatory organization on the horizon, the Mutual Fund Dealers Association of Canada (MFDA) named new members to…
If worrying about an overheating economy wasn’t enough trouble, Bank of Canada Governor Tiff Macklem enters a crucial six-week period in his battle against inflation with an unexpected new problem:…
Consistency would provide clarity to investors Across Canada, proposals for reform of financial planning and financial advisor titles are on the agenda of provincial governments and securities and insurance regulators.…
The Canadian Securities Administrators say the new SRO’s CEO will be named in the coming weeks The creation of a new self-regulatory organization took a major step forward, with the…
The Canadian Securities Administrators (CSA) today published proposed amendments to implement an access equals delivery model for prospectuses generally, annual financial statements, interim financial reports and related management's discussion & analysis (MD&A) for…
A panel found the MFDA’s suspension was unreasonable and disproportionate for a minor violation The Alberta Securities Commission (ASC) overturned the sanctions ordered by a self-regulatory organization hearing panel, ruling…
Big tech and fintech companies’ expansion could lead to market dominance, a report says Large technology companies have expanded their reach into financial services during the Covid-19 pandemic, a development…
The transcript from the second roundtable on reducing regulatory burden is available on the OSC website. You can view it here The webcast recording and transcript are now available on…
