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In an effort to facilitate bulk account transfers, the Investment Industry Regulatory Organization of Canada (IIROC) is proposing rule changes to accelerate the process. Among other things, the changes would…
With the Ontario Securities Commission (OSC) preparing to take oversight of the syndicated mortgage investment sector early next year, it’s advising firms that operate in that space to apply for…
The Investment Industry Regulatory Organization of Canada (IIROC) is proposing rule changes that would enable it to oversee derivatives trading on exchanges. The industry self-regulatory organization published a set of…
Financial firms and regulators are increasingly leaning on technology to facilitate compliance and oversight in the financial sector — yet innovation also brings apprehension, according to a report from the…
National Bank of Canada unveils the 2018 edition of The Family Advantage report – a survey of key success drivers behind family-owned businesses MONTREAL, Sept. 10, 2018 /CNW Telbec/ -Released today, the 2018 Family Advantage…
For Immediate Release: September 29, 2020 BURLINGTON, ON, September 30, 2020 – On September 25, 2020, the Equiton Balanced Real Estate Fund Trust (EBREFT) entered into a joint venture agreement…
One in 10 companies owned by private equity managers is in “intensive care” as a result of the coronavirus pandemic, sparking concerns that alternative funds could suffer performance hits and…
During Cyber Security Awareness Month’s Phone Week, the Canadian Anti-Fraud Centre (CAFC) would like to remind you to be vigilant of unsolicited telephone calls. Telemarketing fraud is still the most…
Normally, when someone gets a lump of coal at Christmas, they are very unhappy about being recognized for their bad behaviour. But not if they are a controversial coal mining…
