The Private Investor Magazine, Balancing Act: How new initiatives in Alberta and Saskatchewan highlight the delicate balance between capital formation and investor protection

Before implementation of the Exempt Market Dealer (EMD) framework set out in National Instrument 31-103 (NI 31-103) in 2010, there was generally a dealer registration exemption alongside each of the prospectus exemptions set out in National Instrument 45-106 Prospectus and Registration Exemptions (NI 45-106). Read more

Source: PCMA