IIROC proposes rule amendments to better protect investors
Happy senior couple during the meeting with agent or financial consultant, signing some agreement in the comfortable office (Happy senior couple during the meeting with agent or financial consultant, signing some agreement in the comfortable office, A

IIROC proposes rule amendments to better protect investors

The Investment Industry Regulatory Organization of Canada (IIROC) has proposed amendments to their rules for dealer reporting, internal investigations and client complaints. The aim is to provide clarity, consistency and accessibility, the…

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IOSCO seeks pandemic lessons in resilience
Business partners planning how to further develop the business during the Corona virus pandemic.

IOSCO seeks pandemic lessons in resilience

Financial firms and markets generally weathered the onset of the pandemic well, and regulators are looking to use the experience to improve industry resilience. The International Organization of Securities Commissions…

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